Wealth Client Onboarding Specialist-Wealth Advisors Job at Marshall & Sterling Inc, Poughkeepsie, NY

WXpGZHpwMHJnMkVqU2dHaFNsdnUzVDZlYlE9PQ==
  • Marshall & Sterling Inc
  • Poughkeepsie, NY

Job Description

Salary Range

$55,000.00 - $70,000.00 Hourly

Position Type

Full Time

Description

Why Join Marshall+Sterling?

As a 100% employee-owned company with roots dating back to 1864, Marshall+Sterling offers the strength of a time-tested organization and the energy of an ownership-driven culture. Guided by our mission to empower clients to predict, prepare for, and preempt risk, we are relentlessly focused on helping people and businesses protect what matters most — so they can move forward with confidence. Our vision of creating a future that’s safer and more secure drives everything we do.

Innovation is not optional here — it's imperative. We constantly seek better, smarter ways to serve our clients and improve as a company. Collaboration is at our core, because we know we are stronger together — across teams, with our clients, and in the communities we serve. Our employee-owners are not only valued and empowered, but also directly invested in our collective success.

At Marshall+Sterling, you’re not just joining a company — you’re joining an inclusive culture built on integrity, impact, and people-first values. Your ideas matter, your growth is prioritized, and your work helps shape a more secure future for all.

This role will be based out of Marshall+Sterling’s Poughkeepsie Office

We are seeking a highly organized, detail-oriented Wealth Client Onboarding Specialist for our Wealth Advisors Division to deliver a seamless and professional client onboarding experience. This role is responsible for coordinating all aspects of new client onboarding, facilitating account establishment, and managing account -opening requests for existing clients. The ideal candidate is client -focused, process-driven, and thrives in a fast paced, relationship-oriented environment.

  • Manage the full onboarding process for new clients, ensuring a smooth, accurate, and high-quality client experience.
  • Prepare, review, and process account documentation, advisory agreements, and onboarding paperwork in compliance with firm and regulatory standards.
  • Serve as the primary point of contact for clients during onboarding, providing proactive communication and timely updates.
  • Coordinate account setup, transfers, rollovers, beneficiary updates, and registration changes across custodial and internal systems.
  • Partner closely with advisors, planners, and operations teams to ensure efficient account implementation and ongoing support.
  • Maintain accurate client records and ensure compliance with KYC/AML and firm policies.
  • Track onboarding progress, resolve outstanding items, and identify opportunities to improve operational efficiency and the client experience.

Qualifications

  • Bachelor’s degree preferred or equivalent professional experience.
  • 2+ years of experience in financial services, client service, operations, or account administration.
  • Knowledge of account opening procedures, ACAT transfers, and custodial platforms. Preferably
    LPL Financial.
  • Familiarity with CRM systems and document management platforms. Preferably Black Diamond/Salentica.
  • Strong attention to detail and organizational skills.
  • Excellent verbal and written communication skills.
  • Ability to manage multiple priorities while maintaining accuracy and professionalism .
  • Experience with Microsoft office programs.
  • Experience with Vertafore a plus.
  • Appropriate state insurance licenses and continuing education required.
  • Works effectively and relates well with others including superiors, colleagues, and individuals inside and outside the company in a professional manner.

Total Rewards Package:

Compensation: $55,000 - $70,000, based on experience.

Benefits: Comprehensive package including Medical, Dental, Vision, 401(k) with match, Generous Paid Time Off (PTO), thirteen paid holidays, company-paid life insurance for you and your dependents, employee assistance fund and programs, wellness perks, and more!

Employee Stock Ownership Program

As a 100% employee-owned company, Marshall+Sterling offers you the unique opportunity to build long-term wealth while growing your career. Here’s what makes our ESOP so valuable:

  • Long-Term Rewards: The value of your ESOP account grows over time, rewarding your commitment and contributions to the company’s success.
  • Collaborative & Engaged Culture: Employee ownership fosters a team-oriented environment where everyone has a stake in the company’s growth and success.
  • No Out-of-Pocket Costs: Unlike stock purchase plans, our ESOP is entirely company-funded, meaning you gain equity without any personal investment.

For more information on our culture and benefits, please visit us at :

#PGM26





Compensation details: 55000-70000 Hourly Wage

PI2414ea100bda-30492-40522613

Job Tags

Hourly pay, Full time, Work at office

Similar Jobs

Midwest Logistic Systems

Dedicated truck driver Job at Midwest Logistic Systems

 ...same out-and-back dedicated route and work with the same customers every day. Haul automotive parts in dry van trailers with newer trucks. Haul no-touch, mostly drop-and-hook freight. Work with onsite leaders and dispatch. Pay and bonus potential ~ Route and... 

Southport Mechanical, LLC

Entry Level Construction Field Technician Job at Southport Mechanical, LLC

 ...JOB TITLE: Entry Level Construction Field Technician (Full Time) DEPARTMENT: Construction DESCRIPTION: Build your career path in construction with a growing, family-oriented company and become influential in exceptional customer satisfaction. Let us help... 

Naughty Dog

Game Designer, Technical (Contingent) Job at Naughty Dog

 ...Naughty Dog has been crafting best-selling, critically acclaimed games that constantly push the boundaries of narrative, gameplay, and...  ...the areas youre owning.Collaborating closely with lead designers and directors to effectively act on feedback and quickly iterate... 

Denali Water Solutions LLC

Class A Lead Support Driver - Req. ID: 4186 Job at Denali Water Solutions LLC

 ...organic material, and nearly every person who purchases and consumes food in the U.S. Apply to join our team today! Class A CDL Lead Support Driver Location: Dallas, TX Position Type: Full-Time | Salaried Travel: Extensive Overnight Travel Required About... 

Archdiocese of St. Louis

Teacher - Substitute- Evergreen Job at Archdiocese of St. Louis

 ...The Archdiocese of St. Louis Catholic Education and Formation features an expansive coalition of schools that allow our children to develop a sense of purpose and value, receive a higher quality education, join a welcoming community and feel secure in a a dynamic future...